Personnel Hong Kong SFC License Details (ID 92188)

Personnel Hong Kong SFC License Details (ID 92188)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA Investment Managers Asia Limited	Rep	Advising on securities	2021-02-08	2024-07-31
	Rep	Dealing in securities	2021-02-08	2024-07-31
Pictet Asset Management (Hong Kong) Limited	RO	Dealing in securities	2018-12-13	2019-04-02
	RO	Advising on securities	2018-10-29	2019-04-02
	Rep	Advising on securities	2009-09-02	2018-10-29
	Rep	Dealing in securities	2008-07-22	2018-12-13
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2005-10-05	2007-04-12
	Rep	Asset management	2005-10-05	2007-04-12
	Rep	Dealing in securities	2005-10-05	2007-04-12