Nguyen Tang, Xuan Lam

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED	Rep	Advising on securities	2021-08-23	-
	Rep	Asset management	2021-08-23	-
	Rep	Dealing in securities	2021-08-23	-
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2009-03-11	2013-04-30
	Rep	Asset management	2009-03-11	2013-04-30
	Rep	Dealing in securities	2009-03-11	2013-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED	Rep	Advising on securities	2021-08-23	-
	Rep	Asset management	2021-08-23	-
	Rep	Dealing in securities	2021-08-23	-
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2009-03-11	2013-04-30
	Rep	Asset management	2009-03-11	2013-04-30
	Rep	Dealing in securities	2009-03-11	2013-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.