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Personnel Hong Kong SFC License Details (ID 92223)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED
RO
Asset management
2015-02-12
2016-04-29
Rep
Asset management
2008-09-17
2015-02-12
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in securities
2006-03-17
2008-06-27