Personnel Hong Kong SFC License Details (ID 92228)

Personnel Hong Kong SFC License Details (ID 92228)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	RO	Dealing in securities	2011-08-08	2022-09-01
PineBridge Investments Hong Kong Limited	RO	Dealing in securities	2011-08-08	2022-09-01
PineBridge Investments Asia Limited	RO	Advising on securities	2011-06-02	2022-09-01
	RO	Asset management	2011-06-02	2022-09-01
PineBridge Investments Hong Kong Limited	RO	Asset management	2011-06-02	2022-09-01
PineBridge Investments Asia Limited	Rep	Advising on securities	2011-02-28	2011-06-02
	Rep	Asset management	2011-02-28	2011-06-02
	Rep	Dealing in securities	2011-02-28	2011-08-08
PineBridge Investments Hong Kong Limited	Rep	Asset management	2011-02-28	2011-06-02
	Rep	Dealing in securities	2011-02-28	2011-08-08
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2005-12-07	2011-02-02
	Rep	Advising on securities	2005-12-07	2011-02-02
	Rep	Asset management	2005-12-07	2011-02-02