Personnel Hong Kong SFC License Details (ID 92236)

Personnel Hong Kong SFC License Details (ID 92236)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	Rep	Advising on securities	2024-08-21	-
	Rep	Asset management	2024-08-21	-
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2024-08-21	-
	Rep	Asset management	2024-08-21	-
PineBridge Investments Asia Limited	Rep	Dealing in securities	2019-12-06	2024-08-16
PineBridge Investments Hong Kong Limited	Rep	Asset management	2019-12-06	2024-08-16
	Rep	Dealing in securities	2019-12-06	2024-08-16
PineBridge Investments Asia Limited	Rep	Advising on securities	2007-07-03	2024-08-16
	Rep	Asset management	2007-07-03	2024-08-16