Personnel Hong Kong SFC License Details (ID 92249)

Personnel Hong Kong SFC License Details (ID 92249)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pedder Street Investment Management Limited	RO	Advising on securities	2016-10-12	2018-07-05
	RO	Asset management	2016-10-12	2018-07-05
	Rep	Advising on securities	2016-08-17	2016-10-12
	Rep	Asset management	2016-08-17	2016-10-12
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2014-03-07	2016-06-04
	RO	Asset management	2014-03-07	2016-06-04
	RO	Advising on futures contracts	2010-08-26	2014-04-17
	Rep	Advising on futures contracts	2009-01-29	2010-08-26
	Rep	Advising on securities	2008-12-15	2014-03-07
	Rep	Asset management	2008-12-15	2014-03-07
NNIP HONG KONG LIMITED	Rep	Advising on securities	2006-05-02	2008-11-06
	Rep	Asset management	2006-05-02	2008-11-06
	Rep	Dealing in securities	2006-05-02	2008-11-06
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on futures contracts	-	2006-04-11
	Rep	Advising on securities	-	2006-04-11
	Rep	Asset management	-	2006-04-11
	Rep	Dealing in securities	-	2006-04-11