Personnel Hong Kong SFC License Details (ID 92251)

Personnel Hong Kong SFC License Details (ID 92251)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2019-01-03	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on futures contracts	2019-01-03	-
	RO	Advising on securities	2019-01-03	-
	RO	Asset management	2019-01-03	-
	RO	Dealing in securities	2019-01-03	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2016-09-27	2019-01-03
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on futures contracts	2016-09-27	2019-01-03
	Rep	Advising on securities	2016-09-27	2019-01-03
	Rep	Asset management	2016-09-27	2019-01-03
	Rep	Dealing in securities	2016-09-27	2019-01-03
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on futures contracts	2010-10-05	2014-04-17
	RO	Advising on securities	2010-10-05	2016-06-17
	RO	Asset management	2010-10-05	2016-06-17
	Rep	Advising on securities	2008-10-09	2010-10-05
	Rep	Asset management	2008-10-09	2010-10-05
PineBridge Investments Asia Limited	Rep	Advising on securities	2007-04-20	2008-08-26
	Rep	Asset management	2007-04-20	2008-08-26
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2007-04-20	2008-08-26