| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | RO | Dealing in securities | 2025-09-05 | - |
| RO | Advising on securities | 2025-07-11 | - | |
| RO | Asset management | 2025-07-11 | - | |
| Pulse Wealth Limited | RO | Advising on securities | 2022-08-17 | 2024-04-18 |
| RO | Asset management | 2022-08-17 | 2024-04-18 | |
| RO | Dealing in securities | 2022-08-17 | 2024-04-18 | |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Advising on futures contracts | 2010-07-20 | 2014-03-10 |
| RO | Advising on securities | 2010-07-20 | 2014-03-10 | |
| RO | Asset management | 2010-07-20 | 2014-03-10 | |
| Rep | Advising on securities | 2009-03-17 | 2010-07-20 | |
| Rep | Asset management | 2009-03-17 | 2010-07-20 | |
| Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-09-24 |
| Rep | Asset management | 2003-04-01 | 2004-09-24 | |
| Rep | Advising on securities | 2003-04-01 | 2005-08-01 |
No HKMA registrations in the collected records.