Personnel Hong Kong SFC License Details (ID 92258)

Personnel Hong Kong SFC License Details (ID 92258)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Re Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2020-02-11	2022-08-19
	Rep	Asset management	2020-02-11	2022-08-19
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-08-10	2020-01-29
	RO	Asset management	2018-08-10	2020-01-29
	RO	Dealing in securities	2018-08-10	2020-01-29
	Rep	Advising on securities	2017-06-16	2018-08-10
	Rep	Asset management	2017-06-16	2018-08-10
	Rep	Dealing in securities	2017-06-16	2018-08-10
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Asset management	2010-07-16	2017-06-03