Personnel Hong Kong SFC License Details (ID 92259)

Personnel Hong Kong SFC License Details (ID 92259)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wise & Rise Capital Limited	RO	Advising on securities	2026-06-22	-
	RO	Asset management	2026-06-22	-
Cheung On Securities Limited	RO	Advising on securities	2025-05-09	2026-06-15
	RO	Asset management	2025-05-09	2026-06-15
Janus Henderson Investors Hong Kong Limited	RO	Advising on securities	2017-05-18	2022-04-20
	RO	Dealing in securities	2017-05-18	2022-04-20
	Rep	Advising on securities	2014-04-29	2017-05-18
	Rep	Dealing in securities	2014-04-29	2017-05-18
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2011-01-06	2014-04-13
	Rep	Asset management	2011-01-06	2014-04-13
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2004-12-14	2010-11-26
	Rep	Asset management	2004-12-14	2010-11-26
	Rep	Dealing in securities	2004-12-14	2010-11-26