Personnel Hong Kong SFC License Details (ID 92260)

Personnel Hong Kong SFC License Details (ID 92260)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blackhorn Wealth Management Limited	RO	Advising on securities	2021-10-07	2024-02-29
	RO	Asset management	2021-10-07	2024-02-29
RHB ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2018-07-16	2020-07-31
	RO	Advising on securities	2017-09-20	2020-07-31
	RO	Asset management	2017-09-20	2020-07-31
	Rep	Advising on securities	2017-06-20	2017-09-20
	Rep	Asset management	2017-06-20	2017-09-20
	Rep	Dealing in securities	2017-06-20	2018-07-16
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2011-04-01	2016-12-16
	Rep	Asset management	2011-04-01	2016-12-16