Personnel SFC Licences and HKMA Registrations (ID 92270)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Solomon JFZ (Asia) Holdings Limited	RO	Advising on securities	2026-05-13	-
	RO	Asset management	2026-05-13	-
	RO	Dealing in securities	2026-05-13	-
Central International Securities Limited	RO	Advising on securities	2024-03-21	2026-04-16
	RO	Dealing in securities	2024-03-21	2026-04-16
GAOYU SECURITIES LIMITED	RO	Asset management	2023-10-05	2023-12-10
	RO	Dealing in securities	2023-10-05	2023-12-10
	Rep	Asset management	2023-07-05	2023-10-05
	Rep	Dealing in securities	2023-07-05	2023-10-05
Dingxin (Securities) Limited	RO	Asset management	2022-09-20	2023-06-05
	RO	Advising on securities	2019-12-18	2023-06-05
	RO	Dealing in securities	2019-12-18	2023-06-05
SR Wealth Securities Limited	RO	Advising on securities	2019-04-17	2019-05-31
	RO	Dealing in securities	2019-01-03	2019-05-31
RaffAello Securities (HK) Limited	RO	Dealing in securities	2018-08-28	2018-12-24
	Rep	Dealing in securities	2018-07-17	2018-08-28
	Rep	Advising on securities	2018-07-17	2018-12-24
MANGO FINANCIAL LIMITED	Rep	Advising on securities	2006-05-09	2018-07-09
	Rep	Dealing in securities	2006-04-19	2018-07-09
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2004-07-28	2006-04-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.