Chang, Lama Kit Sun 張潔新

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	Dealing in futures contracts	2012-01-11	2013-02-28
PIPER JAFFRAY ASIA FUTURES LIMITED	RO	Dealing in futures contracts	2008-02-01	2012-09-30
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	Advising on securities	2008-02-01	2013-02-28
	RO	Dealing in securities	2008-02-01	2013-02-28
ORIENT SECURITIES LIMITED	RO	Advising on corporate finance	-	2004-09-02
	RO	Advising on securities	-	2004-09-02
	RO	Asset management	-	2004-09-02
	RO	Providing automated trading services	-	2004-09-02
	RO	Dealing in securities	-	2004-09-02

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	Dealing in futures contracts	2012-01-11	2013-02-28
PIPER JAFFRAY ASIA FUTURES LIMITED	RO	Dealing in futures contracts	2008-02-01	2012-09-30
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	Advising on securities	2008-02-01	2013-02-28
	RO	Dealing in securities	2008-02-01	2013-02-28
ORIENT SECURITIES LIMITED	RO	Advising on corporate finance	-	2004-09-02
	RO	Advising on securities	-	2004-09-02
	RO	Asset management	-	2004-09-02
	RO	Providing automated trading services	-	2004-09-02
	RO	Dealing in securities	-	2004-09-02