Chan, Dominic Gee Yan 陳智恩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2015-05-19	2017-03-24
	Rep	Dealing in securities	2015-05-19	2017-03-24
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2010-11-16	2012-08-25
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2010-11-16	2012-08-25
MUSHK Limited	Rep	Dealing in futures contracts	2007-08-06	2010-11-07
	Rep	Dealing in securities	2007-08-06	2010-11-07
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-06-11	2007-07-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-02	2007-07-26
PLATINUM BROKING COMPANY LIMITED	Rep	Dealing in securities	2006-07-20	2006-11-27

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2015-05-19	2017-03-24
	Rep	Dealing in securities	2015-05-19	2017-03-24
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2010-11-16	2012-08-25
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2010-11-16	2012-08-25
MUSHK Limited	Rep	Dealing in futures contracts	2007-08-06	2010-11-07
	Rep	Dealing in securities	2007-08-06	2010-11-07
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-06-11	2007-07-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-02	2007-07-26
PLATINUM BROKING COMPANY LIMITED	Rep	Dealing in securities	2006-07-20	2006-11-27