| CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2022-12-14 | - |
| RO | Dealing in securities | 2022-12-14 | - |
| Rep | Advising on securities | 2022-06-07 | 2022-12-14 |
| Rep | Dealing in securities | 2022-06-07 | 2022-12-14 |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2020-04-27 | 2022-04-06 |
| RO | Dealing in securities | 2020-04-27 | 2022-04-06 |
| Rep | Advising on securities | 2019-12-11 | 2020-04-27 |
| Rep | Dealing in securities | 2019-12-11 | 2020-04-27 |
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | Advising on securities | 2019-08-13 | 2020-04-27 |
| RO | Dealing in securities | 2019-08-13 | 2020-04-27 |
| Rep | Advising on securities | 2019-06-13 | 2019-08-13 |
| Rep | Dealing in securities | 2019-06-13 | 2019-08-13 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2018-06-22 | 2018-11-27 |
| RO | Advising on securities | 2016-09-09 | 2018-11-27 |
| RO | Dealing in securities | 2016-09-09 | 2018-11-27 |
| Rep | Advising on securities | 2016-05-31 | 2016-09-09 |
| Rep | Dealing in securities | 2016-05-31 | 2016-09-09 |
| China Securities (International) Brokerage Company Limited | RO | Advising on securities | 2015-03-27 | 2016-05-23 |
| RO | Dealing in securities | 2015-03-27 | 2016-05-23 |
| Rep | Advising on securities | 2014-02-14 | 2015-03-27 |
| Rep | Dealing in securities | 2013-07-17 | 2015-03-27 |
| MUFG Securities Asia Limited | Rep | Dealing in securities | 2011-11-07 | 2012-12-05 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-12 | 2011-10-01 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-12 | 2011-10-01 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-09 | 2010-06-30 |
| SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2008-09-23 | 2009-03-20 |
| SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2007-08-22 | 2009-03-20 |
| SBI China Capital Securities Limited | Rep | Dealing in securities | 2007-08-22 | 2009-03-20 |