Cheng, Kin Man (SFC:AHM208) 鄭健民 SFC Licences and HKMA Registrations (ID 92301)

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2018-12-07	-
	RO	Dealing in securities	2018-12-07	-
	Rep	Advising on corporate finance	2018-09-19	2018-12-07
	Rep	Dealing in securities	2018-09-19	2018-12-07
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2014-12-15	2018-09-11
	RO	Dealing in securities	2014-12-15	2018-09-11
	Rep	Advising on corporate finance	2014-10-14	2014-12-15
	Rep	Dealing in securities	2014-10-14	2014-12-15
	Rep	Advising on securities	2014-10-14	2018-09-11
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2013-05-03	2014-09-23
	RO	Dealing in securities	2013-05-03	2014-09-23
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2013-05-03	2014-09-23
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2013-03-20	2013-05-03
	Rep	Dealing in securities	2013-03-20	2013-05-03
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-03-20	2013-05-03
UOB KAY HIAN (HONG KONG) LIMITED	RO	Advising on corporate finance	2012-06-26	2013-02-10
	RO	Dealing in securities	2012-06-26	2013-02-10
	Rep	Advising on corporate finance	2012-05-14	2012-06-26
	Rep	Dealing in securities	2012-05-14	2012-06-26
PIPER JAFFRAY ASIA LIMITED	RO	Advising on corporate finance	2010-07-21	2012-05-05
	RO	Dealing in securities	2010-07-21	2012-05-05
	Rep	Advising on corporate finance	2010-06-07	2010-07-21
	Rep	Dealing in securities	2010-06-07	2010-07-21
Standard Chartered Securities (Hong Kong) Limited	RO	Advising on corporate finance	2008-07-24	2010-05-07
	RO	Dealing in securities	2008-07-24	2010-05-07
	Rep	Advising on corporate finance	2006-04-07	2008-07-24
	Rep	Dealing in securities	2006-04-07	2008-07-24
FIRST SHANGHAI CAPITAL LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.