Personnel Hong Kong SFC License Details (ID 92302)

Personnel Hong Kong SFC License Details (ID 92302)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AJ Corporate Finance Limited	RO	Advising on corporate finance	2018-12-10	-
Mason Securities Limited	RO	Advising on corporate finance	2016-11-22	2018-06-22
QUAM CAPITAL LIMITED	RO	Advising on corporate finance	2016-03-09	2016-03-31
PIPER JAFFRAY ASIA LIMITED	RO	Advising on corporate finance	2011-04-28	2012-09-30
	RO	Advising on corporate finance	2006-11-24	2008-05-01
	Rep	Advising on corporate finance	2006-08-21	2006-11-24
Mason Securities Limited	RO	Advising on securities	2003-06-10	2006-03-06
	RO	Advising on corporate finance	2003-06-10	2006-07-15
	Rep	Advising on corporate finance	2003-04-01	2003-06-10
	Rep	Advising on securities	2003-04-01	2003-06-10
	Rep	Asset management	2003-04-01	2003-06-10