Personnel Hong Kong SFC License Details (ID 92308)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EDDID CAPITAL LIMITED	RO	Advising on corporate finance	2023-08-03	2024-11-01
	RO	Dealing in securities	2023-08-03	2024-11-01
Eddid Securities and Futures Limited	RO	Advising on securities	2023-08-03	2024-11-01
	RO	Dealing in securities	2023-08-03	2024-11-01
EDDID CAPITAL LIMITED	Rep	Advising on corporate finance	2023-03-24	2023-08-03
	Rep	Dealing in securities	2023-03-24	2023-08-03
Eddid Securities and Futures Limited	Rep	Advising on securities	2023-03-24	2023-08-03
	Rep	Dealing in securities	2023-03-24	2023-08-03
China Galaxy International Securities (Hong Kong) Co., Limited	RO	Advising on corporate finance	2017-09-27	2021-12-15
	RO	Advising on securities	2017-09-27	2021-12-15
	RO	Dealing in securities	2017-09-27	2021-12-15
	Rep	Advising on corporate finance	2016-06-17	2017-09-27
	Rep	Advising on securities	2016-06-17	2017-09-27
	Rep	Dealing in securities	2016-06-17	2017-09-27
	Rep	Advising on corporate finance	2013-06-13	2015-05-15
	Rep	Advising on securities	2013-06-13	2015-05-15
	Rep	Dealing in securities	2013-06-13	2015-05-15
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2007-01-08	2012-08-25
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on securities	2007-01-08	2012-08-25
	Rep	Dealing in securities	2007-01-08	2012-08-25
PLATINUM SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2006-08-04	2006-10-24
	RO	Dealing in securities	2006-08-04	2006-10-24
	Rep	Advising on corporate finance	2006-05-15	2006-08-04
	Rep	Dealing in securities	2006-05-15	2006-08-04
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2005-04-20	2006-05-10
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on securities	2005-04-20	2006-05-10
	Rep	Dealing in securities	2005-04-20	2006-05-10
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2005-01-06	2005-04-01
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2004-10-06	2004-12-29
JS CRESVALE CAPITAL LIMITED	Rep	Advising on securities	-	2004-05-19
	Rep	Asset management	-	2004-05-19
	Rep	Advising on corporate finance	-	2004-10-05
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	-	2004-05-19
	Rep	Advising on securities	-	2004-05-19
	Rep	Asset management	-	2004-05-19