Personnel Hong Kong SFC License Details (ID 92310)

Personnel Hong Kong SFC License Details (ID 92310)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-12-15	2021-01-15
	Rep	Advising on securities	2017-12-15	2021-01-15
	Rep	Dealing in securities	2017-12-15	2021-01-15
PIPER SANDLER HONG KONG LIMITED	RO	Advising on corporate finance	2015-08-13	2017-02-15
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2010-05-10	2012-10-31
Darby Asia Import/Export Limited	Rep	Advising on corporate finance	2009-05-12	2009-10-22
	Rep	Dealing in securities	2009-05-12	2009-10-22