| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Vered Securities Limited | RO | Advising on securities | 2026-04-24 | - |
| RO | Dealing in securities | 2026-03-05 | - | |
| China Vered Asset Management (Hong Kong) Limited | RO | Advising on securities | 2025-11-11 | - |
| RO | Asset management | 2025-11-11 | - | |
| PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-07-16 | 2012-08-16 |
| ABCI Securities Company Limited | Rep | Advising on corporate finance | 2007-10-15 | 2010-07-10 |
No HKMA registrations in the collected records.