Personnel Hong Kong SFC License Details (ID 92323)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2024-06-06	-
	Rep	Dealing in securities	2024-06-06	-
PROSPER VOYAGE CAPITAL LIMITED	Rep	Advising on corporate finance	2024-01-18	2024-02-15
Taihe Securities (Hong Kong) Limited	RO	Advising on corporate finance	2023-04-06	2023-09-30
	RO	Dealing in securities	2023-04-06	2023-09-30
Zijing Capital Limited	RO	Dealing in securities	2022-02-10	2022-06-28
	Rep	Dealing in securities	2021-12-02	2022-02-10
	RO	Advising on corporate finance	2021-12-02	2022-06-28
	Rep	Advising on corporate finance	2021-09-28	2021-12-02
HUABANG CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2021-05-17	2021-07-20
Wanhai Securities (HK) Limited	Rep	Dealing in securities	2020-11-13	2021-05-10
SOUTH CHINA CAPITAL LIMITED	RO	Advising on corporate finance	2018-04-09	2020-06-11
	Rep	Advising on corporate finance	2017-11-23	2018-04-09
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2017-11-23	2020-06-11
RHB CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2015-10-16	2017-10-13
	Rep	Advising on corporate finance	2015-07-23	2015-10-16
	Rep	Dealing in securities	2015-07-23	2017-10-13
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2014-06-05	2015-07-14
	Rep	Advising on securities	2014-06-05	2015-07-14
	Rep	Dealing in securities	2014-06-05	2015-07-14
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2012-01-04	2014-06-01
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2011-07-14	2011-11-26
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2009-10-15	2011-06-13
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2007-11-12	2009-09-11