Personnel SFC Licences and HKMA Registrations (ID 92326)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on corporate finance	2013-03-12	-
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2005-05-10	2012-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.