Personnel Hong Kong SFC License Details (ID 92328)

Personnel Hong Kong SFC License Details (ID 92328)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CR Capital Investment Management Limited	Rep	Advising on securities	2018-10-03	2019-12-27
	Rep	Asset management	2018-10-03	2019-12-27
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2016-01-25	2017-04-03
	Rep	Advising on securities	2016-01-25	2017-04-03
	Rep	Dealing in securities	2016-01-25	2017-04-03
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2015-06-25	2016-01-16
	Rep	Advising on corporate finance	2014-04-29	2016-01-16
	Rep	Dealing in securities	2014-04-29	2016-01-16
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2011-07-21	2012-10-31