Personnel SFC Licences and HKMA Registrations (ID 92334)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2022-10-07	-
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2021-09-07	2022-09-05
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2018-06-21	2021-08-25
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2013-05-06	2018-06-01
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on securities	2010-10-21	2012-08-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.