Personnel Hong Kong SFC License Details (ID 92344)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2015-08-27	2015-11-09
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2011-06-21	2012-08-25
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-06-21	2010-09-23