Personnel Hong Kong SFC License Details (ID 92346)

Personnel Hong Kong SFC License Details (ID 92346)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Longqi Scientific (Hong Kong) Limited	RO	Asset management	2020-07-29	-
SIGMA MANAGEMENT LTD	Rep	Advising on securities	2019-05-23	2019-06-28
	Rep	Asset management	2019-05-23	2019-06-28
PRESTIGE SECURITIES LIMITED (HK)	Rep	Dealing in securities	2017-10-26	2019-05-03
PRESTIGE ASSET MANAGEMENT LIMITED (HK)	RO	Advising on securities	2016-11-15	2019-05-03
	RO	Asset management	2016-11-15	2019-05-03
Everbright Capital Management Limited	Rep	Advising on securities	2014-11-21	2015-03-02
	Rep	Asset management	2014-11-21	2015-03-02
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on securities	2010-10-13	2012-08-25
MF Securities Hong Kong Limited	Rep	Dealing in securities	2009-02-12	2010-07-12
	Rep	Advising on securities	2008-06-26	2010-07-12
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2005-07-27	2006-09-23
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-11-09	2006-09-23