Personnel Hong Kong SFC License Details (ID 92350)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OUTSET GLOBAL (HONG KONG) LIMITED	RO	Dealing in securities	2021-06-22	2023-02-24
Pearl Bridge Securities Limited	RO	Advising on securities	2019-11-01	2020-05-15
	RO	Dealing in securities	2019-11-01	2020-05-15
	Rep	Advising on securities	2019-09-06	2019-11-01
	Rep	Dealing in securities	2019-09-06	2019-11-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2015-11-19	2017-05-31
	RO	Dealing in securities	2015-11-19	2017-05-31
	Rep	Advising on securities	2015-03-25	2015-11-19
	Rep	Dealing in securities	2015-01-29	2015-11-19
EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES)	Rep	Dealing in securities	2014-06-30	2014-09-12
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-01-31	2014-06-23
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2011-06-30	2012-08-25
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2010-10-26	2011-06-22
	Rep	Dealing in securities	2010-10-26	2011-06-22
MF Securities Hong Kong Limited	Rep	Advising on securities	2010-03-08	2010-07-12
	Rep	Dealing in securities	2010-03-08	2010-07-12
	RO	Advising on securities	2008-11-17	2010-03-08
	Rep	Advising on securities	2008-06-18	2008-11-17
	RO	Dealing in securities	2008-02-21	2010-03-08
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2004-10-11	2007-12-06
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-03
	Rep	Advising on securities	-	2004-02-03
	Rep	Asset management	-	2004-02-03
	Rep	Dealing in securities	-	2004-07-06