Personnel SFC Licences and HKMA Registrations (ID 92354)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PLATINUM BROKING COMPANY LIMITED	RO	Advising on securities	2016-05-09	-
	RO	Dealing in securities	2016-05-09	-
	RO	Dealing in securities	2008-08-21	2014-01-17
	Rep	Advising on corporate finance	2003-05-21	2004-04-30
	Rep	Advising on securities	2003-05-21	2004-04-30
	Rep	Asset management	2003-05-21	2004-04-30
	Rep	Dealing in securities	2003-05-21	2008-08-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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