| ROYSTON SECURITIES LIMITED (GBEN) | RO | Advising on securities | 2024-07-02 | 2026-03-10 |
| RO | Asset management | 2024-07-02 | 2026-03-10 |
| RO | Dealing in securities | 2024-07-02 | 2026-03-10 |
| Rep | Advising on securities | 2024-06-03 | 2024-07-02 |
| Rep | Asset management | 2024-06-03 | 2024-07-02 |
| Rep | Dealing in securities | 2024-06-03 | 2024-07-02 |
| VICTORY SECURITIES COMPANY LIMITED | RO | Advising on securities | 2023-08-07 | 2024-02-20 |
| RO | Asset management | 2023-08-07 | 2024-02-20 |
| RO | Dealing in securities | 2023-08-07 | 2024-02-20 |
| Rep | Advising on securities | 2023-06-20 | 2023-08-07 |
| Rep | Asset management | 2023-06-20 | 2023-08-07 |
| Rep | Dealing in securities | 2023-06-20 | 2023-08-07 |
| Pando Finance Limited | RO | Advising on securities | 2022-05-10 | 2023-02-05 |
| RO | Asset management | 2022-05-10 | 2023-02-05 |
| RO | Dealing in securities | 2022-05-10 | 2023-02-05 |
| MaiCapital Limited | RO | Advising on securities | 2020-08-13 | 2021-02-26 |
| RO | Asset management | 2020-08-13 | 2021-02-26 |
| Rep | Advising on securities | 2020-06-16 | 2020-08-13 |
| Rep | Asset management | 2020-06-16 | 2020-08-13 |
| Soochow Securities International Asset Management Limited | Rep | Advising on securities | 2016-12-08 | 2020-03-31 |
| Rep | Asset management | 2016-12-08 | 2020-03-31 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-08-05 | 2016-10-29 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-08-05 | 2016-10-29 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-02-25 | 2013-03-18 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-02-25 | 2013-03-18 |
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2012-02-06 | 2013-01-31 |
| Funderstone Securities Limited | Rep | Dealing in securities | 2011-12-30 | 2013-01-31 |
| PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2010-04-23 | 2011-12-03 |
| CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-05-16 | 2008-11-20 |
| Rep | Asset management | 2007-05-16 | 2008-11-20 |