Personnel SFC Licences and HKMA Registrations (ID 92360)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PO KAY SECURITIES &AMP; SHARES COMPANY LIMITED	RO	Advising on corporate finance	2006-03-24	-
	RO	Advising on securities	2006-03-24	-
	RO	Dealing in securities	2005-10-12	-
	Rep	Providing automated trading services	2003-04-01	2005-01-24
	Rep	Asset management	2003-04-01	2005-06-28
	Rep	Dealing in securities	2003-04-01	2005-10-12
	Rep	Advising on corporate finance	2003-04-01	2006-03-24
	Rep	Advising on securities	2003-04-01	2006-03-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.