Personnel SFC Licences and HKMA Registrations (ID 92363)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PO KAY SECURITIES &AMP; SHARES COMPANY LIMITED	Rep	Advising on securities	2011-09-15	-
	Rep	Dealing in securities	2011-08-22	-
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2011-07-07	2011-08-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.