Personnel SFC Licences and HKMA Registrations (ID 92368)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Dealing in securities	2020-12-16	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2018-02-22	2020-11-30
BOCOM International Securities Limited	Rep	Dealing in securities	2011-10-28	2018-02-13
PO KAY SECURITIES &AMP; SHARES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-01-28
	Rep	Advising on securities	2003-04-01	2005-01-28
	Rep	Asset management	2003-04-01	2005-01-28
	Rep	Providing automated trading services	2003-04-01	2005-01-28
	Rep	Dealing in securities	2003-04-01	2011-10-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.