Personnel Hong Kong SFC License Details (ID 92382)

Personnel Hong Kong SFC License Details (ID 92382)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUANTA FUTURES (HK) CO., LIMITED	RO	Advising on securities	2019-10-03	2021-11-30
	RO	Dealing in securities	2019-10-03	2021-11-30
Yuanta Securities (Hong Kong) Company Limited	RO	Advising on securities	2013-08-08	2022-12-31
	RO	Dealing in securities	2012-06-27	2022-12-31
	RO	Advising on futures contracts	2012-06-14	2022-12-31
	RO	Dealing in futures contracts	2012-06-14	2022-12-31
Polaris Capital (Asia) Limited	RO	Dealing in securities	2010-03-30	2010-12-31
Yuanta Asia Investment (Hong Kong) Limited	RO	Advising on futures contracts	2004-08-26	2013-08-01
	RO	Dealing in futures contracts	2004-08-26	2019-03-15
	RO	Dealing in securities	2004-08-26	2021-04-26
	Rep	Dealing in futures contracts	2004-08-02	2004-08-26
	Rep	Dealing in securities	2004-08-02	2004-08-26
REALINK FINANCIAL TRADE LIMITED	RO	Dealing in futures contracts	2003-09-25	2004-07-31
	RO	Dealing in securities	2003-08-25	2004-07-31