Personnel Hong Kong SFC License Details (ID 92383)

Personnel Hong Kong SFC License Details (ID 92383)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ever-Long Capital Management Limited	Rep	Asset management	2017-05-26	2019-02-18
EVER-LONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-05-26	2019-02-18
CLC SECURITIES LIMITED	Rep	Advising on securities	2015-06-19	2016-07-31
	Rep	Dealing in securities	2015-06-19	2016-07-31
CAPITAL GLOBAL MANAGEMENT LIMITED	RO	Advising on securities	2014-05-21	2015-04-29
	RO	Dealing in securities	2014-05-21	2015-04-29
OPEN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2012-06-29	2014-04-20
Open Securities Limited	RO	Advising on securities	2012-06-29	2014-04-20
	RO	Dealing in securities	2012-06-29	2014-04-20
	Rep	Dealing in securities	2012-04-18	2012-06-29
Yuanta Asia Investment (Hong Kong) Limited	RO	Dealing in securities	2010-12-07	2012-03-21
Bright Fund Management Limited	Rep	Advising on securities	2009-02-11	2009-10-21
	Rep	Dealing in securities	2009-02-06	2009-10-21
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2008-03-28	2008-09-01
	Rep	Dealing in futures contracts	2007-01-16	2007-11-09
	Rep	Dealing in securities	2005-10-21	2007-11-09