Personnel Hong Kong SFC License Details (ID 92387)

Personnel Hong Kong SFC License Details (ID 92387)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CONVOY CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2012-08-23	2013-02-28
Yuanta Asia Investment (Hong Kong) Limited	RO	Advising on corporate finance	2011-03-10	2011-10-04
	RO	Dealing in securities	2011-03-10	2011-10-04
	Rep	Advising on corporate finance	2011-02-25	2011-03-10
	Rep	Dealing in securities	2011-02-25	2011-03-10
Polaris Capital (Asia) Limited	RO	Advising on corporate finance	2007-06-26	2008-04-16
Yuanta Asia Investment (Hong Kong) Limited	RO	Advising on corporate finance	2005-09-23	2007-08-01
	RO	Dealing in securities	2005-09-23	2008-04-16
	Rep	Advising on corporate finance	2005-07-21	2005-09-23
	Rep	Dealing in securities	2005-07-21	2005-09-23
VC CAPITAL LIMITED	RO	Advising on corporate finance	-	2005-04-28
	RO	Dealing in securities	-	2005-04-28