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Personnel Hong Kong SFC License Details (ID 92389)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
JPMorgan Funds (Asia) Limited
Rep
Dealing in securities
2021-04-13
2021-04-28
Yuanta Asia Investment (Hong Kong) Limited
Rep
Dealing in securities
2011-06-27
2011-10-16