Webb-site Legacy

Chan, Simon Cherk Him 陳卓謙

SFC ID:ANB798

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-08-02	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2012-08-02	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-14	2012-07-01
	Rep	Dealing in securities	2012-06-14	2012-07-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Leveraged foreign exchange trading	2009-09-29	2010-04-29
	Rep	Dealing in futures contracts	2009-09-29	2012-08-01
	Rep	Dealing in securities	2009-09-29	2012-08-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-06-21	2007-11-15
KGI ASIA LIMITED	Rep	Dealing in securities	2006-02-23	2007-11-15