Personnel Hong Kong SFC License Details (ID 92394)

Personnel Hong Kong SFC License Details (ID 92394)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-14	2023-08-11
	Rep	Dealing in securities	2012-06-14	2023-08-11
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-04-16	2013-09-13
	Rep	Dealing in securities	2010-04-16	2013-09-13
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-03-28	2010-04-01
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-03-14	2010-04-01
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2005-10-31	2006-03-02