Personnel Hong Kong SFC License Details (ID 92401)

Personnel Hong Kong SFC License Details (ID 92401)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-14	2012-11-15
	Rep	Dealing in securities	2012-06-14	2012-11-15
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2005-08-04	2012-11-15
	Rep	Dealing in securities	2005-08-04	2012-11-15
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2004-12-13	2005-08-04
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-12-13	2005-08-04
	Rep	Dealing in securities	2003-09-16	2004-04-27