| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ROCK HILL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-06-21 | - |
| RO | Asset management | 2017-06-21 | - | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-11-10 | 2017-06-02 |
| Rep | Asset management | 2015-11-10 | 2017-06-02 | |
| Rep | Dealing in securities | 2015-11-10 | 2017-06-02 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-01-22 | 2015-08-03 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2012-06-14 | 2012-08-06 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Asset management | 2011-01-27 | 2012-08-06 |
| IBTS ASIA (HK) LIMITED | Rep | Advising on securities | 2009-12-02 | 2011-01-01 |
| Rep | Dealing in securities | 2009-12-02 | 2011-01-01 |
No HKMA registrations in the collected records.