| FTFT International Securities and Futures Limited | RO | Advising on securities | 2024-02-05 | - |
| RO | Dealing in securities | 2024-02-05 | - |
| RO | Dealing in futures contracts | 2023-02-20 | - |
| Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2020-05-15 | 2021-04-27 |
| Rep | Dealing in securities | 2020-05-15 | 2021-04-27 |
| FORMAX SECURITIES LIMITED | RO | Dealing in futures contracts | 2019-04-24 | 2019-07-23 |
| RO | Dealing in securities | 2019-04-24 | 2019-07-23 |
| Rep | Dealing in futures contracts | 2016-05-31 | 2019-04-24 |
| Rep | Dealing in securities | 2016-05-31 | 2019-04-24 |
| Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2016-01-19 | 2016-05-19 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2015-12-11 | 2016-01-07 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-10 | 2016-01-07 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-10 | 2016-01-07 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Asset management | 2014-10-20 | 2014-11-14 |
| Rep | Dealing in futures contracts | 2014-10-20 | 2014-11-14 |
| Rep | Dealing in securities | 2014-10-20 | 2014-11-14 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2012-06-14 | 2013-09-20 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Asset management | 2010-06-10 | 2013-05-22 |
| Rep | Dealing in futures contracts | 2010-05-03 | 2010-06-10 |
| Rep | Dealing in securities | 2009-12-03 | 2010-06-10 |