| VERCAP Financial Services Limited | RO | Dealing in futures contracts | 2020-04-21 | 2021-02-11 |
| Rep | Dealing in futures contracts | 2020-04-14 | 2020-04-21 |
| Imperium International Asset Management Limited | RO | Advising on futures contracts | 2018-03-07 | 2020-03-24 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2018-03-07 | 2020-03-24 |
| RO | Advising on securities | 2016-04-19 | 2020-03-24 |
| RO | Dealing in securities | 2016-04-19 | 2020-03-24 |
| Rep | Dealing in securities | 2015-08-19 | 2016-04-19 |
| Rep | Dealing in futures contracts | 2015-08-19 | 2018-03-07 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-05-06 | 2015-07-20 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-03-15 | 2015-04-25 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-03-15 | 2015-04-25 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2011-12-23 | 2013-03-08 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-12-23 | 2013-03-08 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-08-30 | 2011-12-17 |
| Rep | Dealing in securities | 2010-08-30 | 2011-12-17 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2010-01-04 | 2010-08-19 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2009-11-27 | 2010-08-19 |
| HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-19 | 2009-11-16 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2009-07-27 | 2009-10-17 |
| Rep | Dealing in securities | 2009-07-27 | 2009-10-17 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-03-06 | 2009-05-22 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-06 | 2009-05-22 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2009-01-21 | 2009-03-02 |
| WINWIN SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-21 | 2009-03-02 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-10-22 | 2008-12-16 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-07-10 | 2008-12-16 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-11-05 | 2006-07-06 |