Personnel Hong Kong SFC License Details (ID 92413)

Personnel Hong Kong SFC License Details (ID 92413)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2024-06-19	-
	Rep	Dealing in securities	2024-05-08	-
Rich Union Securities (H.K.) Limited	RO	Dealing in securities	2016-04-28	2024-02-29
	Rep	Dealing in securities	2012-06-05	2016-04-28
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2011-03-18	2012-06-01
Rich Union Securities (H.K.) Limited	Rep	Advising on securities	2007-10-05	2010-06-04
	Rep	Dealing in securities	2007-10-05	2010-06-04