| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2021-09-13 | - |
| Rep | Dealing in securities | 2021-09-13 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-11-16 | 2021-03-19 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-11-16 | 2021-03-19 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2015-11-16 |
| Rep | Dealing in securities | 2012-06-14 | 2015-11-16 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-09-28 | 2013-04-10 |
| Rep | Dealing in securities | 2009-09-28 | 2013-04-10 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-07-27 | 2007-04-21 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-07-07 | 2007-04-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-11-19 | 2004-07-03 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2004-07-03 |