Personnel Hong Kong SFC License Details (ID 92416)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-15	2023-08-31
	Rep	Dealing in securities	2012-06-15	2023-08-31
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2005-09-05	2013-09-13
	Rep	Advising on securities	-	2003-08-13
	Rep	Asset management	-	2003-08-13
	Rep	Advising on corporate finance	-	2005-01-15
	Rep	Dealing in securities	-	2013-09-13