| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-08-20 | - |
| Rep | Dealing in securities | 2012-08-20 | - |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-08-20 | 2013-09-13 |
| Rep | Dealing in securities | 2008-08-20 | 2013-09-13 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-29 |
| Rep | Asset management | 2003-04-01 | 2004-01-29 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-08-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-01-29 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-29 |
| Rep | Asset management | 2003-04-01 | 2004-01-29 |
| Rep | Dealing in securities | 2003-04-01 | 2008-08-01 |