| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2023-10-11 | - |
| RO | Dealing in futures contracts | 2023-10-11 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2023-10-11 | - |
| RO | Dealing in securities | 2023-10-11 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2023-08-17 | 2023-10-11 |
| Rep | Dealing in futures contracts | 2023-08-17 | 2023-10-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-08-17 | 2023-10-11 |
| Rep | Dealing in securities | 2023-08-17 | 2023-10-11 |
| Guosen Securities (HK) Brokerage Company, Limited | RO | Advising on securities | 2019-08-26 | 2023-07-16 |
| RO | Advising on futures contracts | 2019-05-28 | 2023-07-16 |
| RO | Dealing in futures contracts | 2019-05-28 | 2023-07-16 |
| RO | Dealing in securities | 2019-05-28 | 2023-07-16 |
| Rep | Advising on futures contracts | 2019-03-07 | 2019-05-28 |
| Rep | Dealing in futures contracts | 2019-03-07 | 2019-05-28 |
| Rep | Dealing in securities | 2019-03-07 | 2019-05-28 |
| Rep | Advising on securities | 2019-03-07 | 2019-08-26 |
| China Securities (International) Brokerage Company Limited | RO | Advising on futures contracts | 2016-11-29 | 2019-02-20 |
| RO | Dealing in futures contracts | 2016-11-29 | 2019-02-20 |
| RO | Dealing in securities | 2016-11-29 | 2019-02-20 |
| Rep | Advising on futures contracts | 2016-02-25 | 2016-11-29 |
| Rep | Dealing in futures contracts | 2016-02-25 | 2016-11-29 |
| Rep | Dealing in securities | 2016-02-25 | 2016-11-29 |
| Rep | Advising on securities | 2016-02-25 | 2019-02-20 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2016-01-23 |
| Rep | Dealing in securities | 2012-06-14 | 2016-01-23 |
| Rep | Leveraged foreign exchange trading | 2012-06-14 | 2016-01-23 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2008-08-28 | 2014-10-20 |
| Rep | Dealing in futures contracts | 2008-07-17 | 2016-01-23 |
| Rep | Dealing in securities | 2008-02-21 | 2016-01-23 |