| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-18 | - |
| Rep | Dealing in securities | 2012-06-18 | - | |
| Rep | Leveraged foreign exchange trading | 2012-06-18 | 2016-10-31 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2009-12-08 | 2014-10-20 |
| Rep | Dealing in futures contracts | 2009-12-08 | 2015-12-30 | |
| Rep | Dealing in securities | 2009-12-08 | 2015-12-30 | |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2009-12-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2009-12-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2009-12-01 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-05-06 | 2009-12-01 |
| SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-03-01 |
| Rep | Asset management | 2003-04-01 | 2004-03-01 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-03-01 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2009-12-01 | |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-01 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-01 | |
| Rep | Asset management | 2003-04-01 | 2004-03-01 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-03-01 | |
| Rep | Dealing in securities | 2003-04-01 | 2009-12-01 |
No HKMA registrations in the collected records.