Personnel Hong Kong SFC License Details (ID 92427)

Personnel Hong Kong SFC License Details (ID 92427)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2015-11-18	2025-10-29
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-06-18	2015-11-17
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2011-07-18	2013-04-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-03-19	2011-06-17
BOCOM International Securities Limited	Rep	Dealing in securities	2008-05-15	2009-03-17
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2004-08-05	2005-10-07
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-09
	Rep	Advising on securities	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in securities	-	2008-05-10