Personnel Hong Kong SFC License Details (ID 92428)

Personnel Hong Kong SFC License Details (ID 92428)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2024-11-07	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2024-11-07	-
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2023-03-23	2024-10-30
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2023-02-27	2024-10-30
Black Marble Securities Limited	RO	Dealing in securities	2022-11-01	2022-11-16
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2020-12-01	2022-09-30
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2020-10-19	2022-09-30
Suncorp Securities Limited	RO	Dealing in securities	2019-02-19	2020-09-30
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-03-13	2019-02-14
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2012-01-09	2019-02-14
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-06-06	2012-01-01
	Rep	Dealing in securities	2007-06-06	2012-01-01
REALINK FINANCIAL TRADE LIMITED	Rep	Dealing in futures contracts	2004-12-17	2007-05-26
	Rep	Advising on corporate finance	2003-04-01	2003-09-23
	Rep	Advising on securities	2003-04-01	2003-09-23
	Rep	Asset management	2003-04-01	2003-09-23
	Rep	Providing automated trading services	2003-04-01	2003-09-23
	Rep	Dealing in securities	2003-04-01	2007-05-26